Wealth Management | SWBC

Wealth Management

As a high net-worth individual, your finances require the utmost attention to detail, complete with personalized service and quality advice to help you meet your financial goals. Often times, that means finding a partner that can help “quarterback” your plan and plug in comprehensive financial solutions, whether that be guiding your attorney, accountant, or and other players on your financial team, ensuring all parties work together.

SWBC Wealth Management advisors will meet with you regularly to update your plan and goals, review your progress, rebalance or adjust your investment portfolio, and advise on next steps so you don’t lose momentum.

Trust SWBC Wealth Management forComprehensive Financial Guidance

Client-Focused Plans

SWBC wealth advisors take a step-by-step approach to assess your current situation, explore investment options, and prepare and execute customized plans

Holistic Guidance

Your wealth advisor will lead and direct your financial team and coordinate the financial services you need

Comprehensive Investment Products

We offer a wide range of investment products, so you can start following your financial plan right away

Income and Asset Protection

As part of your comprehensive financial plan, your SWBC wealth advisor will assist with making sure your assets and income are protected

Meet Our Wealth Advisors

As Senior Financial Advisor, Mark Travis has built long-term client relationships by providing comprehensive financial expertise, service, and oversight. Mark is well versed in helping clients solve complex and unique financial challenges, especially in his work with high-net-worth individuals, charitable entities, ERISA-covered defined benefit plans, and defined contribution plans.

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Mark Travis
Senior Financial Advisor

With 14 years of financial services industry experience, Dan Schlicher’s knowledge runs deep. Dan’s approach to client solutions begins with a thorough understanding of a client’s financial picture and financial needs. Dan uses that information to design a sound investment strategy.

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Dan Schlicher
Licensed Client Associate

FINANCIAL SOLUTIONS AND PLANNINGFOR EVERY STAGE OF YOUR JOURNEY

Our experienced wealth advisors can provide you with customized investment strategies to accommodate your financial needs throughout your life. This includes:

Whether you’re in charge of money for your household or a business, our experts can help. Our wealth advisors will direct you in the best way to build and retain wealth:

  • Establishing financial goals
  • Selecting and purchasing appropriate investments
  • Monitoring and correcting your portfolio
  • Minimizing taxes

Business ownership and charitable legacy planning topics can be complicated. Your SWBC wealth advisor has the expertise to create and execute plans that allow you to concentrate on your business and life, knowing your wishes will be fulfilled.

  • Succession plans and contracts dividing or transferring business ownership and assets
  • Options to fund business ownership transfer or purchase
  • Wealth distribution to charities of your choice
  • Business and personal tax reduction strategies

To ensure you are the one who decides what happens to your children, business ownership, assets, and possessions, you need an estate plan that directs how to divide your property if you die or become unable to state your wishes. Your SWBC wealth advisor will collect the necessary information to construct a complete estate plan that addresses family members’ care, your personal assets, and any business assets you must divide, while minimizing taxes and fees to your estate and further emotional stress to your heirs. 

The stability of fixed-income securities is a smart and welcome addition to any portfolio. When you work with your Wealth Advisor and our Capital Markets team, you gain access to fixed-income investments you often can’t find through other brokers. Our advisors work with you to identify and purchase securities that deliver the right balance of risk and liquidity. Once your portfolio is established, your advisor will review progress with you regularly and manage your investments.

All individuals and businesses have their own financial needs and investment risk tolerance. Your SWBC wealth advisor takes the time to understand those needs and tolerances, research available and appropriate investment classes, and craft a customized plan using investments aimed at maximizing returns while staying within your risk comfort level.

After working hard for years, we all look forward to a comfortable retirement. SWBC wealth advisors are experts in personal and business retirement planning.

Personal Retirement Planning

  • Customized plans that will help you reach your retirement goal
  • Investment vehicles from all major providers
  • 401(k) and 403(b) fund recommendations and rollovers
  • Individual retirement accounts (IRAs) and Roth IRAs
  • Tax-saving strategies

Business Retirement Planning

  • Competitive plan options that help you attract and retain quality employees
  • Guidance and assistance in establishing and funding corporate retirement plans
  • Fiduciary assistance and risk mitigation for plan sponsors

Proper investments are the key to building your portfolio and wealth. Your SWBC advisor will recommend investments to help you meet your financial goals, purchase from all major providers on your behalf, oversee your portfolio, and make adjustments as necessary. It’s your choice whether you retain full control over your portfolio, give complete control to your wealth advisor, or find a comfortable spot in between.

Without a plan, it’s difficult to make progress toward your goals. Your financial goals are no different. Crafting a financial plan and selecting proper investments to meet your goals on your own can be overwhelming. Let one of our wealth advisors develop your customized financial roadmap and recommend products tailored to your needs, financial situation, and risk tolerance.

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